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Investment Adviser Firm Summary

PENN INVESTMENT ADVISORS, INC. (CRD# 151715 / SEC# 801-70683)
Alternate Names: EAGLEVIEW ADVISORS, INC. , EAGLEVIEW ADVISORS, LLC , EAGLEVIEW CAPITAL , FIRST SAVINGS FINANCIAL SERVICES, INC. , FIRST SAVINGS RETIREMENT SERVICES , PAPALIA ASSET MANAGEMENT , PAPALIA FINANCIAL SERVICES , PAPALIA RETIREMENT PLAN SERVICES , PENN INVESTMENT ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/16/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/29/2016
California 10/16/2009
Colorado 03/29/2016
Connecticut 10/16/2009
Delaware 11/02/2009
District of Columbia 04/01/2014
Florida 10/16/2009
Georgia 03/29/2016
Illinois 03/30/2016
Indiana 03/29/2016
Iowa 03/29/2016
Kentucky 12/04/2017
Maryland 10/16/2009
Massachusetts 04/01/2014
Michigan 04/01/2014
Montana 03/29/2016
Nevada 03/29/2016
New Jersey 11/09/2009
New York 10/16/2009
North Carolina 10/16/2009
Ohio 04/01/2014
Oregon 12/04/2017
Pennsylvania 10/16/2009
South Carolina 03/29/2016
Tennessee 03/29/2016
Texas 03/29/2016
Virginia 10/16/2009
Washington 03/29/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser