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Investment Adviser Firm Summary

BROOKFIELD ASSET MANAGEMENT PIC US, LLC (CRD# 151599 / SEC# 801-72031)
Alternate Names: BAM PIC US , BOP ASSET MANAGER LLC (RELYING ADVISER) , BOP POTSDAMER PLATZ GP LIMITED (RELYING ADVISER) , BPG HOLDINGS GROUP INC. (RELYING ADVISER) , BPG INDIA LLC (RELYING ADVISER) , BREF ONE SERIES A MANAGER LLC (RELYING ADVISER) , BREF ONE SERIES B MANAGER LLC (RELYING ADVISER) , BREOF ASSET MANAGEMENT (CANADA) L.P. (RELYING ADVISER) , BREOF ASSET MANAGEMENT LLC (RELYING ADVISER) , BREOF II CAYMAN G.P., L.P. (RELYING ADVISER) , BREOF US MANAGING MEMBER II, LLC (RELYING ADVISER) , BROOKFIELD ASSET MANAGEMENT PIC US, LLC , BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER US, LLC , BROOKFIELD BRIDGE LENDING FUND INC. (RELYING ADVISER) , BROOKFIELD BRIDGE LENDING FUND JUNIOR GP L.P. (RELYING ADVISER) , BROOKFIELD CAPITAL PARTNERS II GP (NR) L.P. (RELYING ADVISER) , BROOKFIELD CAPITAL PARTNERS II GP L.P. (RELYING ADVISER) , BROOKFIELD DEVELOPMENTS EUROPE LIMITED (RELYING ADVISER) , BROOKFIELD GLOBAL PROPERTY ADVISER LIMITED (RELYING ADVISER) , BROOKFIELD GLOBAL TIMBER FUND GP, L.P. (RELYING ADVISER) , BROOKFIELD LONGVIEW HOLDINGS LLC (RELYING ADVISER) , BROOKFIELD OFFICE PROPERTIES MANAGEMENT LP (RELYING ADVISER) , BROOKFIELD PREMIER REAL ESTATE PARTNERS GP L.P. (RELYING ADVISER) , BROOKFIELD REAL ESTATE FINANCE FUND III GP, L.P. (RELYING ADVISER) , BROOKFIELD REAL ESTATE FINANCE FUND V GP, L.P. (RELYING ADVISER) , BROOKFIELD REAL ESTATE FINANCIAL PARTNERS LLC (RELYING ADVISER) , BROOKFIELD REAL ESTATE PARTNERS F GP LLC (RELYING ADVISER) , BROOKFIELD REAL ESTATE TURNAROUND FUND GP, L.P. (RELYING ADVISER) , BROOKFIELD RETAIL HOLDINGS V GP LLC (RELYING ADVISER) , BROOKFIELD STRATEGIC REAL ESTATE PARTNERS GP LLC (RELYING ADVISER) , BROOKFIELD STRATEGIC REAL ESTATE PARTNERS II GP L.P. (RELYING ADVISER) , BROOKFIELD TIMBERLANDS MANAGEMENT, LP (RELYING ADVISER) , BROOKFIELD US INVESTMENTS LTD. (RELYING ADVISER) , BSREP GP BERMUDA LIMITED (RELYING ADVISER) , BSREP II BERMUDA GP L.P. (RELYING ADVISER) , FAIRFIELD REALTY ADVISORS LLC (RELYING ADVISER) , ISLAND TIMBERLANDS GP LTD (RELYING ADVISER) , THAYER LODGING GROUP LLC, A BROOKFIELD COMPANY (RELYING ADVISER) , THG AIV A-FF AUSTRALIA GP PTY LTD (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/10/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser