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Investment Adviser Firm Summary

HPM PARTNERS LLC (CRD# 151559 / SEC# 801-70719)
Alternate Names: HPM PARTNERS LLC , HPM PARTNERS SFO ALLIANCE , MILSTEIN ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/22/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/01/2013
California 03/31/2011
Colorado 04/03/2017
Connecticut 04/01/2013
District of Columbia 01/31/2018
Florida 01/07/2010
Georgia 03/31/2011
Illinois 01/13/2010
Indiana 01/31/2018
Kansas 01/31/2018
Kentucky 01/31/2018
Louisiana 03/31/2011
Massachusetts 01/31/2018
Michigan 07/24/2012
Minnesota 01/31/2018
Missouri 01/31/2018
Nebraska 03/29/2012
Nevada 04/01/2013
New Hampshire 03/31/2011
New Jersey 04/25/2013
New York 01/06/2010
North Carolina 01/31/2018
Ohio 01/06/2010
Pennsylvania 01/31/2018
Tennessee 01/31/2018
Texas 04/22/2010
Virginia 01/31/2018
Washington 01/31/2018
Wisconsin 03/31/2011
Wyoming 01/31/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser