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Investment Adviser Firm Summary

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD# 151298 / SEC# 801-71546)
Alternate Names: 4:8 FINANCIAL , AMERICAN UNITED INVESTMENT SERVICES , B3 WEALTH STRATEGIES , BAILEY WEALTH MANAGEMENT , BARGHELAME WEALTH ADVISORS , BASILICA WEALTH MANAGEMENT , BEST WEALTH MANAGEMENT , CAMBRIDGE WEALTH MANAGEMENT , CAMERON ADVISORY SERVICES , CAMERON WEALTH MANAGEMENT , CAPITOL FAMILY OFFICE , CARRERA RETIREMENT COMPANY , CHAMBERS BAY ADVISORS , CLEAR CREEK WEALTH MANAGEMENT , CLEAR RESOURCE GROUP , CLEAR RETIREMENT GROUP , CLEARPOINT COLLEGE PLANNING , CLEARPOINT FINANCIAL , CLEARPOINT WEALTH MANAGEMENT , COMPASS FINANCIAL , COMPASS FINANCIAL LLC , CORNERSTONE CONSULTING GROUP , CORNERSTONE FINANCIAL STRATEGIES , CORNERSTONE WEALTH STRATEGIES , CREEKSTONE FINANCIAL CONSULTING , DAVIS GLOBAL WEALTH MANAGEMENT , ECF WEALTH , FINANCIAL ADVOCATES INVESTMENT MANAGEMENT , FINANCIAL ADVOCATES INVESTMENT MANAGEMENT NORCAL , FINANCIAL SPYGLASS , FINANCIAL STRATEGIES GROUP , FIRST FINANCIAL WEALTH SERVICES , FOCUSED FINANCIAL MANAGEMENT GROUP , FORESEE WEALTH ADVISORS , FORS FINANCIAL CONSULTING , FULL CIRCLE WEALTH STRATEGIES , GET CLARITY FINANCIAL SERVICES , HALE LAMB ASSOCIATES , HOYT, LEWIS & ASSOCIATES , ICON RETIREMENT AND INVESTMENT SERVICES , INDIGO WEALTH MANAGEMENT , INTEGRITY WEALTH ADVISORS , JMK & ASSOCIATES , JPS NEWTON , JPS WEALTH MANAGEMENT , KIMBALL CREEK PARTNERS , LEGACY WEALTH MANAGEMENT , LEWIS WEALTH MANAGEMENT PARTNERS , MATTESON INVESTMENT RESOURCES , MDM WEALTH MANAGEMENT , MOMENTUM WEALTH STRATEGIES , NF ADVISORS , OLYMPIC INVESTMENT GROUP , PARTNERSHIP WEALTH MANAGEMENT , PETERS FINANCIAL GROUP , PHE FINANCIAL STRATEGIES , PINNACLE FINANCIAL GROUP , PNW WEALTH MANAGEMENT , PRIZM FINANCIAL , SAGE WEALTH MANAGEMENT , SCS RETIREMENT , SIGNALINE INVESTMENTS. , SOUND WEALTH SERVICES , STONERIDGE WEALTH MANAGEMENT , STRASSMAN & ASSOC. WEALTH MANAGEMENT , STRATEGIC WEALTH PARTNERS , SUNRISE WEALTH MANAGEMENT , TALLUS CAPITAL ADVISORS , TALLUS CAPITAL MANAGEMENT , TRIAD FINANCIAL STRATEGIES , TRU FINANCIAL , TRUERETIREMENT , TYPE A FINANCIAL , VELIZ FINANCIAL MANAGEMENT , VERITAS WEALTH MANAGEMENT , VINTAGE WEALTH ADVISORS , VON BORSTEL & ASSOCIATES , WAGSTAFF FINANCIAL , WASATCH PEAKS FINANCIAL SERVICES , WEALTH MANAGEMENT SOLUTIONS , WHITE PINE WEALTH MANAGEMENT , WILLAMETTE WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/15/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/29/2017
Alaska 11/10/2010
Arizona 06/04/2014
California 12/23/2010
Colorado 08/30/2011
Connecticut 09/29/2017
Florida 09/25/2015
Georgia 09/02/2016
Hawaii 09/25/2015
Idaho 03/24/2011
Illinois 08/30/2011
Indiana 09/27/2018
Kansas 09/27/2018
Kentucky 09/27/2018
Louisiana 01/23/2017
Maine 11/16/2012
Maryland 08/31/2016
Massachusetts 09/27/2018
Michigan 09/29/2017
Minnesota 09/25/2015
Mississippi 11/16/2012
Missouri 09/27/2018
Montana 09/25/2015
Nebraska 05/24/2017
Nevada 01/03/2014
New Hampshire 03/26/2015
New Jersey 10/26/2015
New Mexico 09/02/2016
New York 02/27/2013
North Carolina 10/08/2015
North Dakota 01/23/2017
Ohio 09/25/2015
Oklahoma 09/02/2016
Oregon 06/15/2010
Pennsylvania 09/29/2017
South Carolina 09/27/2018
South Dakota 09/27/2017
Tennessee 09/27/2018
Texas 08/30/2011
Utah 11/18/2014
Virginia 09/29/2017
Washington 06/15/2010
Wisconsin 09/27/2018
Wyoming 09/27/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser