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Investment Adviser Firm Summary

MARSHFIELD ASSOCIATES, INC. (CRD# 150614 / SEC# 801-70275)
Alternate Names: MARSHFIELD ASSOCIATES , MARSHFIELD ASSOCIATES, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/24/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 07/16/2009
Arkansas 03/30/2017
California 07/16/2009
Colorado 03/31/2014
Connecticut 03/29/2010
Delaware 03/31/2011
District of Columbia 07/16/2009
Florida 07/17/2009
Georgia 03/30/2012
Idaho 07/16/2009
Illinois 07/17/2009
Indiana 03/30/2017
Iowa 03/30/2017
Louisiana 03/30/2012
Maine 03/31/2015
Maryland 07/16/2009
Massachusetts 07/16/2009
Michigan 03/30/2017
Minnesota 03/27/2013
Montana 03/29/2018
Nevada 03/31/2014
New Hampshire 07/16/2009
New Jersey 08/10/2009
New Mexico 03/31/2015
New York 07/16/2009
North Carolina 07/16/2009
Ohio 07/16/2009
Oregon 03/30/2017
Pennsylvania 07/16/2009
South Carolina 03/31/2014
Texas 07/16/2009
Utah 03/29/2018
Virginia 07/16/2009
Washington 03/30/2017
West Virginia 03/31/2015
Wisconsin 03/30/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser