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Investment Adviser Firm Summary

RETIREMENT MANAGEMENT SYSTEMS, INC. (CRD# 150351 / SEC# 801-70978)
Alternate Names: RETIREMENT MANAGEMENT SYSTEMS , RETIREMENT MANAGEMENT SYSTEMS, INC. , RETIREMENT MANAGEMENT SYSTEMS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/19/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/03/2011
Arizona 01/03/2011
California 01/03/2011
Colorado 01/03/2011
Connecticut 01/03/2011
Delaware 01/20/2011
Florida 01/04/2011
Georgia 01/03/2011
Hawaii 02/16/2015
Illinois 01/03/2011
Indiana 01/03/2011
Iowa 01/03/2011
Kansas 01/03/2011
Kentucky 01/03/2011
Louisiana 01/03/2011
Maryland 01/19/2010
Massachusetts 01/03/2011
Michigan 01/03/2011
Minnesota 01/03/2011
Mississippi 01/03/2011
Missouri 01/03/2011
Nebraska 01/03/2017
New Hampshire 03/28/2012
New Jersey 01/18/2011
New York 01/03/2011
North Carolina 01/03/2011
Ohio 01/03/2011
Oklahoma 01/03/2011
Oregon 03/28/2012
Pennsylvania 01/03/2011
Rhode Island 01/04/2016
South Carolina 01/03/2011
Tennessee 01/03/2011
Texas 01/03/2011
Virginia 01/03/2011
Washington 01/03/2011
West Virginia 01/03/2011
Wisconsin 01/03/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser