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Investment Adviser Firm Summary

CROSSPOINT CAPITAL STRATEGIES, LLC (CRD# 150212 / SEC# 801-77134)
Alternate Names: CROSSPOINT CAPITAL MANAGEMENT LLC , CROSSPOINT CAPITAL STRATEGIES, LLC , GENCAP PORTFOLIO MANAGEMENT , GORDIAN WEALTH ADVISORS , MIRADOR CAPITAL PARTNERS , SANCTUARY WEALTH ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/25/2012
California Terminated 10/02/2012
Colorado Terminated 03/09/2014
Louisiana Terminated 02/11/2014
Texas Terminated 02/07/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 11/01/2012
California 09/25/2012
Colorado 11/01/2012
Connecticut 12/05/2012
District of Columbia 07/16/2013
Florida 07/17/2013
Hawaii 12/05/2012
Illinois 07/16/2013
Iowa 11/01/2012
Louisiana 11/01/2012
Michigan 12/05/2012
New Hampshire 01/23/2013
New York 12/05/2012
Ohio 12/05/2012
Oregon 12/05/2012
Pennsylvania 12/05/2012
Texas 11/01/2012
Utah 11/01/2012
Virginia 12/05/2012
Washington 07/16/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser