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Investment Adviser Firm Summary

TJT CAPITAL GROUP, LLC (CRD# 150200 / SEC# 801-70286)
Alternate Names: FAIRFIELD DESIGNS, LLC , TJT CAPITAL GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/17/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 04/07/2014
Arizona 11/19/2009
California 11/19/2009
Colorado 04/28/2015
Connecticut 06/17/2009
Florida 11/20/2009
Illinois 12/16/2009
Indiana 04/28/2015
Iowa 04/06/2010
Louisiana 11/19/2009
Maryland 04/07/2014
Massachusetts 11/19/2009
Nebraska 11/19/2009
Nevada 03/31/2011
New Hampshire 03/31/2011
New Jersey 05/16/2011
New Mexico 03/31/2011
New York 11/19/2009
North Carolina 04/28/2015
Ohio 03/31/2011
Oregon 04/07/2014
Pennsylvania 04/28/2015
South Carolina 04/28/2015
Tennessee 04/28/2015
Texas 11/19/2009
Virginia 04/07/2014
Washington 04/05/2010
West Virginia 04/07/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser