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Investment Adviser Firm Summary

AIG ASSET MANAGEMENT (U.S.), LLC (CRD# 150088 / SEC# 801-70159)
Alternate Names: AIG ASSET MANAGEMENT (U.S.), LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/13/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/03/2015
Alaska 06/03/2015
Arizona 06/03/2015
Arkansas 06/03/2015
California 05/13/2009
Colorado 06/03/2015
Connecticut 03/31/2015
Delaware 06/03/2015
District of Columbia 06/03/2015
Florida 06/03/2015
Georgia 06/03/2015
Hawaii 06/03/2015
Idaho 06/03/2015
Illinois 06/03/2015
Indiana 06/03/2015
Iowa 06/03/2015
Kansas 06/03/2015
Kentucky 06/03/2015
Louisiana 06/03/2015
Maine 06/03/2015
Maryland 06/03/2015
Massachusetts 06/03/2015
Michigan 06/03/2015
Minnesota 06/03/2015
Mississippi 06/03/2015
Missouri 06/03/2015
Montana 06/03/2015
Nebraska 06/03/2015
Nevada 06/03/2015
New Hampshire 06/03/2015
New Jersey 06/12/2015
New Mexico 06/03/2015
New York 05/13/2009
North Carolina 03/31/2015
North Dakota 06/03/2015
Ohio 06/03/2015
Oklahoma 06/03/2015
Oregon 06/03/2015
Pennsylvania 06/03/2015
Puerto Rico 06/03/2015
Rhode Island 06/03/2015
South Carolina 06/03/2015
South Dakota 06/03/2015
Tennessee 06/03/2015
Texas 05/13/2009
Utah 06/03/2015
Vermont 06/03/2015
Virgin Islands 06/03/2015
Virginia 06/03/2015
Washington 06/03/2015
West Virginia 06/03/2015
Wisconsin 06/03/2015
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser