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Investment Adviser Firm Summary

UNITED ADVISORS SERVICES, LLC (CRD# 150080 / SEC# 801-70104)
Alternate Names: ASPENOAK ASSET MANAGEMENT , AXIM WEALTH MANAGEMENT , BROOKSTONE ASSET MANAGEMENT , CONSILIENCE ASSET MANAGEMENT , GREENHAVEN FINANCIAL MANAGEMENT, LLC , GREENSVIEW WEALTH MANAGEMENT, LLC , HEMLOCK WEALTH MANAGEMENT , PCN CONSULTING , PURSINO ADVISORY GROUP, LLC , R. J. CAMPBELL INVESTMENTS, LLC , RDL WEALTH MANAGEMENT , SPYGLASS INVESTMENT MANAGEMENT , THE CAMPBELL ORGANIZATION , UNITED ADVISORS SERVICES, LLC , VK WEALTHADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/07/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Colorado 11/30/2017
Connecticut 05/08/2015
Florida 03/31/2015
Idaho 05/15/2015
Illinois 06/22/2017
Kentucky 05/08/2015
Louisiana 01/08/2014
Maine 05/08/2015
Maryland 01/08/2014
Massachusetts 05/08/2015
New Jersey 05/07/2009
New York 05/07/2009
North Carolina 05/08/2015
Ohio 11/30/2017
Pennsylvania 07/21/2015
Texas 07/22/2013
Vermont 10/29/2015
Virginia 05/08/2015
Washington 05/19/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser