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Investment Adviser Firm Summary

LMCG INVESTMENTS, LLC (CRD# 149936 / SEC# 801-70357)
Alternate Names: LEE MUNDER CAPITAL GROUP, LLC , LMCG , LMCG INVESTMENTS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/06/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/21/2009
Alaska 07/21/2009
Arizona 07/21/2009
Arkansas 07/21/2009
California 07/21/2009
Colorado 07/21/2009
Connecticut 07/21/2009
Delaware 07/08/2009
District of Columbia 07/21/2009
Florida 07/06/2009
Georgia 07/21/2009
Hawaii 07/21/2009
Idaho 07/21/2009
Illinois 07/23/2009
Indiana 07/21/2009
Iowa 07/22/2009
Kansas 07/21/2009
Kentucky 07/21/2009
Louisiana 07/21/2009
Maine 07/21/2009
Maryland 07/21/2009
Massachusetts 07/06/2009
Michigan 07/21/2009
Minnesota 07/21/2009
Mississippi 07/21/2009
Missouri 07/21/2009
Montana 07/21/2009
Nebraska 07/21/2009
Nevada 07/21/2009
New Hampshire 07/21/2009
New Jersey 07/21/2009
New Mexico 07/21/2009
New York 07/21/2009
North Carolina 07/21/2009
North Dakota 07/21/2009
Ohio 07/21/2009
Oklahoma 07/21/2009
Oregon 07/21/2009
Pennsylvania 07/21/2009
Puerto Rico 07/21/2009
Rhode Island 07/21/2009
South Carolina 07/21/2009
South Dakota 07/22/2009
Tennessee 07/22/2009
Texas 07/21/2009
Utah 07/21/2009
Vermont 07/21/2009
Virginia 07/21/2009
Washington 07/21/2009
West Virginia 07/21/2009
Wisconsin 07/21/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser