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Investment Adviser Firm Summary

INTEGRATED CAPITAL MANAGEMENT, INC. (CRD# 149489 / SEC# 801-70055)
Alternate Names: INTEGRATED CAPITAL MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/14/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/12/2016
California 04/25/2013
Colorado 02/26/2015
District of Columbia 09/26/2014
Florida 08/31/2012
Georgia 06/07/2016
Idaho 08/26/2015
Illinois 02/23/2016
Iowa 01/05/2017
Kentucky 09/12/2017
Louisiana 05/13/2016
Maine 09/26/2014
Maryland 09/26/2014
Massachusetts 04/16/2018
Michigan 01/05/2017
Minnesota 07/27/2015
Mississippi 03/27/2018
Nevada 06/12/2015
New Jersey 05/05/2009
New York 04/14/2009
North Carolina 03/18/2014
Ohio 06/25/2015
Pennsylvania 04/14/2009
South Carolina 05/09/2018
Tennessee 09/26/2014
Texas 02/10/2015
Utah 06/12/2015
Virginia 03/18/2014
West Virginia 01/05/2017
Wisconsin 06/08/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser