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Investment Adviser Firm Summary

CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD# 149124 / SEC# 801-69846)
Alternate Names: CAPITAL INVESTMENT ADVISORY SERVICES, LLC , CIC ADVISERS, LLC , INTEGRATED ADVISORY SERVICES, LLC , MUMY FINANCIAL ADVISORS, LLC , THE PORTFOLIO MANAGEMENT GROUP , THE WEALTH GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/05/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/02/2013
California 11/14/2013
Colorado 07/21/2016
District of Columbia 01/02/2013
Florida 07/06/2009
Georgia 06/10/2009
Illinois 01/02/2013
Louisiana 01/02/2013
Maryland 03/22/2010
Massachusetts 04/01/2009
New Hampshire 03/10/2015
New Jersey 07/06/2017
New York 07/01/2010
North Carolina 01/05/2009
Ohio 01/02/2013
Oregon 03/26/2018
Pennsylvania 08/19/2014
South Carolina 04/01/2009
Tennessee 01/02/2013
Texas 05/07/2009
Virginia 07/05/2011
Washington 01/14/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser