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Investment Adviser Firm Summary

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD# 149018 / SEC# 801-69815)
Alternate Names: MARY ELIZABETH HAAS , RAYMOND JAMES ADVISORY SERVICES , RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/23/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/23/2008
Alaska 12/23/2008
Arizona 12/23/2008
Arkansas 12/23/2008
California 12/23/2008
Colorado 12/23/2008
Connecticut 12/23/2008
Delaware 01/12/2009
District of Columbia 12/23/2008
Florida 12/23/2008
Georgia 12/23/2008
Hawaii 12/23/2008
Idaho 12/23/2008
Illinois 12/23/2008
Indiana 12/23/2008
Iowa 12/23/2008
Kansas 12/23/2008
Kentucky 12/23/2008
Louisiana 12/23/2008
Maine 12/23/2008
Maryland 12/23/2008
Massachusetts 12/23/2008
Michigan 12/23/2008
Minnesota 12/23/2008
Mississippi 12/23/2008
Missouri 12/23/2008
Montana 12/23/2008
Nebraska 12/23/2008
Nevada 12/23/2008
New Hampshire 12/23/2008
New Jersey 01/12/2009
New Mexico 12/23/2008
New York 12/23/2008
North Carolina 12/23/2008
North Dakota 12/23/2008
Ohio 12/23/2008
Oklahoma 12/23/2008
Oregon 12/23/2008
Pennsylvania 12/23/2008
Puerto Rico 12/23/2008
Rhode Island 12/23/2008
South Carolina 12/23/2008
South Dakota 12/23/2008
Tennessee 12/23/2008
Texas 12/23/2008
Utah 12/23/2008
Vermont 12/23/2008
Virgin Islands 12/23/2008
Virginia 12/23/2008
Washington 12/23/2008
West Virginia 12/23/2008
Wisconsin 12/23/2008
Wyoming 08/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser