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Investment Adviser Firm Summary

AMERITAS INVESTMENT CORP (CRD# 14869 / SEC# 8-31296, 801-55153)
Alternate Names: AMERITAS INVESTMENT CORP , AMERITAS INVESTMENT CORP. , BLN INVESTMENT CORP. , SOWER SECURITIES CORP. , THE ADVISORS GROUP (TAG)

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/13/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/13/1999
Alaska 01/26/2001
Arizona 10/29/2002
Arkansas 01/24/2001
California 02/25/1998
Colorado 01/01/1999
Connecticut 01/24/2001
Delaware 07/22/2003
District of Columbia 02/12/2001
Florida 04/07/1997
Georgia 02/23/1999
Hawaii 01/24/2001
Idaho 09/18/1997
Illinois 03/21/1997
Indiana 01/29/2001
Iowa 01/01/1999
Kansas 01/02/1998
Kentucky 10/29/2002
Louisiana 09/27/2001
Maine 02/15/2001
Maryland 02/10/1998
Massachusetts 01/26/2001
Michigan 04/01/1999
Minnesota 02/25/1998
Mississippi 03/21/2001
Missouri 06/04/1993
Montana 01/24/2001
Nebraska 07/17/1997
Nevada 01/15/1997
New Hampshire 01/24/2001
New Jersey 05/14/1997
New Mexico 01/19/2000
New York 02/15/2001
North Carolina 03/21/2001
North Dakota 01/25/2001
Ohio 05/12/1999
Oklahoma 01/01/1999
Oregon 10/29/2002
Pennsylvania 10/29/2002
Rhode Island 03/29/2001
South Carolina 05/11/1998
South Dakota 03/02/1998
Tennessee 02/08/2001
Texas 06/19/1984
Utah 08/04/1999
Vermont 01/26/2001
Virginia 09/30/1997
Washington 04/20/1998
West Virginia 01/30/2001
Wisconsin 09/21/1999
Wyoming 12/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser