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Investment Adviser Firm Summary

NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC (CRD# 148674 / SEC# 801-69773)
Alternate Names: AGATE ASSET MANAGEMENT, LLC , NELSON - VAN DENBURG & ASSOCIATES , NELSON - VAN DENBURG & ASSOCIATES, LLC , NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC , VERDANT GROUP, LLC , VERDANT WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/04/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/27/2014
California 01/09/2009
Colorado 09/15/2011
Florida 08/02/2013
Illinois 09/08/2015
Iowa 01/12/2009
Kansas 03/01/2013
Louisiana 09/24/2010
Missouri 03/01/2013
Nebraska 01/09/2009
Oklahoma 03/19/2012
Oregon 03/23/2016
South Dakota 03/19/2012
Texas 01/09/2009
Virginia 09/03/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser