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Investment Adviser Firm Summary

NUANCE INVESTMENTS, LLC (CRD# 148534 / SEC# 801-69682)
Alternate Names: MARINER VALUE STRATEGIES, LLC , NUANCE INVESTMENTS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/22/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/21/2012
Alaska 06/30/2016
Arizona 11/24/2014
Arkansas 05/01/2014
California 12/21/2012
Colorado 07/19/2013
Connecticut 03/23/2016
Delaware 06/28/2016
District of Columbia 06/30/2016
Florida 10/02/2013
Georgia 07/19/2013
Hawaii 06/30/2016
Idaho 06/30/2016
Illinois 04/01/2014
Indiana 06/04/2015
Iowa 03/23/2015
Kansas 10/22/2008
Kentucky 06/28/2016
Louisiana 11/24/2014
Maine 06/30/2016
Maryland 05/01/2014
Massachusetts 05/01/2014
Michigan 03/23/2016
Minnesota 07/15/2014
Mississippi 06/28/2016
Missouri 06/29/2009
Montana 06/28/2016
Nebraska 04/12/2013
Nevada 03/23/2015
New Hampshire 07/15/2014
New Jersey 07/30/2014
New Mexico 06/30/2016
New York 03/26/2014
North Carolina 01/15/2015
North Dakota 06/30/2016
Ohio 10/15/2014
Oklahoma 12/21/2012
Oregon 06/28/2016
Pennsylvania 06/04/2015
Rhode Island 06/30/2016
South Carolina 06/30/2016
South Dakota 06/28/2016
Tennessee 12/20/2011
Texas 03/26/2010
Utah 03/23/2016
Vermont 06/30/2016
Virginia 07/15/2014
Washington 01/15/2015
West Virginia 03/26/2014
Wisconsin 07/15/2014
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser