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Investment Adviser Firm Summary

WEALTHFRONT INC. (CRD# 148456 / SEC# 801-69766)
Alternate Names: KACHING , KACHING GROUP INC. , KACHING GROUP, INC , THE INVESTING IQ APP , WEALTHFRONT , WEALTHFRONT INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/21/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/26/2010
Alaska 02/03/2014
Arizona 11/20/2009
Arkansas 04/01/2013
California 09/08/2009
Colorado 11/02/2016
Connecticut 04/13/2010
Delaware 11/02/2012
District of Columbia 05/18/2010
Florida 11/02/2009
Georgia 05/13/2010
Hawaii 02/28/2012
Idaho 04/01/2013
Illinois 10/16/2009
Indiana 02/28/2012
Iowa 06/21/2013
Kansas 01/05/2011
Kentucky 02/28/2012
Louisiana 08/17/2012
Maine 04/01/2013
Maryland 02/04/2010
Massachusetts 11/10/2009
Michigan 03/02/2010
Minnesota 07/23/2010
Mississippi 02/03/2014
Missouri 04/13/2010
Montana 11/02/2012
Nebraska 10/29/2009
Nevada 10/29/2009
New Hampshire 10/29/2009
New Jersey 12/03/2009
New Mexico 11/02/2012
New York 10/29/2009
North Carolina 01/07/2010
North Dakota 02/03/2014
Ohio 11/10/2009
Oklahoma 04/01/2013
Oregon 03/31/2010
Pennsylvania 01/04/2010
Puerto Rico 10/31/2016
Rhode Island 11/02/2012
South Carolina 05/05/2010
South Dakota 11/02/2012
Tennessee 08/17/2012
Texas 10/29/2009
Utah 02/28/2012
Vermont 08/17/2012
Virgin Islands 06/26/2017
Virginia 11/04/2009
Washington 11/04/2009
West Virginia 02/03/2014
Wisconsin 01/07/2010
Wyoming 10/25/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser