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Investment Adviser Firm Summary

EVERCORE WEALTH MANAGEMENT, LLC (CRD# 148399 / SEC# 801-69645)
Alternate Names: EVERCORE WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/01/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/2017
Arizona 03/31/2015
California 06/01/2009
Colorado 03/30/2012
Connecticut 08/13/2009
Delaware 03/30/2012
District of Columbia 03/30/2012
Florida 08/14/2009
Georgia 03/22/2010
Idaho 12/07/2010
Illinois 04/09/2012
Indiana 03/31/2015
Louisiana 12/07/2010
Maine 03/30/2016
Maryland 12/07/2010
Massachusetts 02/25/2009
Minnesota 03/30/2012
Missouri 03/30/2018
Montana 03/31/2015
Nevada 03/31/2015
New Hampshire 12/07/2010
New Jersey 04/13/2010
New York 07/23/2009
North Carolina 03/31/2015
North Dakota 03/31/2015
Ohio 03/22/2010
Oregon 12/07/2010
Pennsylvania 03/30/2016
Rhode Island 08/02/2012
South Carolina 03/22/2010
Tennessee 03/30/2018
Texas 12/07/2010
Virginia 07/22/2011
Washington 12/07/2010
Wisconsin 03/31/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser