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Investment Adviser Firm Summary

KINGSVIEW ASSET MANAGEMENT, LLC (CRD# 148107 / SEC# 801-79198)
Alternate Names: KINGSVIEW ASSET MANAGEMENT , KINGSVIEW ASSET MANAGEMENT, LLC , KINGSVIEW INVESTMENT STRATEGIES , PERLMAN GROUP , VERDEO FINANCIAL SERVICES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/24/2014
Arkansas Terminated 02/26/2014
Florida Terminated 02/26/2014
Illinois Terminated 02/26/2014
Iowa Terminated 02/26/2014
Minnesota Terminated 02/26/2014
New York Cancelled 11/08/2013
North Dakota Terminated 02/26/2014
Oregon Terminated 02/26/2014
South Dakota Terminated 02/26/2014
Texas Terminated 02/26/2014
Virginia Terminated 02/26/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 02/24/2014
Arizona 01/21/2015
California 02/24/2014
Colorado 08/13/2014
Connecticut 03/21/2017
Florida 02/24/2014
Georgia 03/21/2017
Illinois 02/24/2014
Indiana 02/24/2014
Iowa 02/24/2014
Louisiana 03/21/2017
Maryland 03/21/2017
Massachusetts 08/08/2016
Michigan 06/17/2016
Minnesota 02/24/2014
Missouri 03/21/2017
Nebraska 03/21/2017
Nevada 03/21/2017
New Jersey 02/27/2014
New Mexico 08/13/2014
New York 11/18/2016
North Carolina 08/13/2014
North Dakota 02/24/2014
Ohio 06/30/2014
Oregon 02/24/2014
Pennsylvania 02/24/2014
South Carolina 08/13/2014
South Dakota 02/24/2014
Tennessee 03/21/2017
Texas 02/24/2014
Utah 08/13/2014
Virginia 02/24/2014
Washington 08/13/2014
Wisconsin 02/24/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser