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Investment Adviser Firm Summary

MARKETRIDERS, INC. (CRD# 147963 / SEC# 801-69514)
Alternate Names: MARKETRIDERS , MARKETRIDERS, INC. , NAME 201 , SOGO MARKETRIDERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/04/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 06/02/2017
California 03/12/2009
Colorado 06/02/2017
Connecticut 07/13/2009
District of Columbia 08/28/2017
Florida 07/14/2009
Georgia 04/17/2017
Illinois 02/05/2013
Indiana 04/17/2017
Kentucky 06/06/2017
Louisiana 05/11/2017
Maryland 07/13/2009
Massachusetts 07/13/2009
Michigan 08/28/2017
Minnesota 08/28/2017
Missouri 03/10/2016
Nebraska 05/11/2017
New Hampshire 05/11/2017
New Jersey 08/12/2009
New York 07/13/2009
North Carolina 05/11/2017
Ohio 04/04/2017
Oregon 08/10/2017
Pennsylvania 05/11/2017
Tennessee 04/04/2017
Texas 07/13/2009
Utah 08/10/2017
Vermont 04/17/2017
Virginia 06/06/2017
Washington 07/13/2009
Wisconsin 08/28/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser