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Investment Adviser Firm Summary

COORDINATED CAPITAL SECURITIES, INC. (CRD# 14762 / SEC# 8-31173, 801-111070)
Alternate Names: CCS OF WI , COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI , COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. , COORDINATED CAPITAL SECURITIES OF WI INC. , COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. , COORDINATED CAPITAL SECURITIES, INC. , COORDINATED CAPITAL SECURITIES,INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/31/2017
California Terminated 10/08/2017
Colorado Terminated 09/12/2017
Connecticut Terminated 09/05/2017
Florida Terminated 09/08/2017
Georgia Terminated 09/18/2017
Iowa Terminated 01/16/2004
Kansas Terminated 09/08/2017
Kentucky Terminated 09/11/2017
Maryland Terminated 12/01/2011
Missouri Terminated 09/08/2017
New Mexico Terminated 09/05/2017
North Carolina Terminated 09/06/2017
Ohio Terminated 09/08/2017
Tennessee Terminated 09/07/2017
Texas Terminated 09/08/2017
Virginia Terminated 09/05/2017
Washington Terminated 10/23/2007
West Virginia Terminated 09/08/2017
Wisconsin Terminated 09/08/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/31/2017
California 08/31/2017
Colorado 08/31/2017
Florida 08/31/2017
Indiana 08/31/2017
Kansas 08/31/2017
Kentucky 08/31/2017
Minnesota 08/31/2017
Missouri 08/31/2017
Ohio 08/31/2017
Pennsylvania 08/31/2017
Texas 08/31/2017
West Virginia 08/31/2017
Wisconsin 08/31/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser