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Investment Adviser Firm Summary

SIGNALPOINT ASSET MANAGEMENT LLC (CRD# 147578 / SEC# 801-69394)
Alternate Names: GREEN ARBOR ADVISORS, LLC , ITI FINANCIAL MANAGEMENT , SIGNALPOINT ASSET MANAGEMENT , SIGNALPOINT ASSET MANAGEMENT LLC , WALNUT CAPITAL MANAGEMENT , WALNUT INVESTING , WALNUT INVESTMENT MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/21/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 11/04/2013
Arkansas 01/26/2011
California 07/21/2008
Colorado 02/04/2009
Florida 03/11/2011
Hawaii 01/22/2014
Illinois 02/27/2012
Kansas 01/04/2010
Louisiana 07/22/2011
Michigan 04/25/2011
Missouri 07/21/2008
Nebraska 07/22/2011
New Hampshire 07/18/2011
New York 02/27/2012
North Carolina 07/16/2014
Oklahoma 03/10/2011
Texas 04/25/2011
Wisconsin 03/06/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser