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Investment Adviser Firm Summary

UNITED ADVISORS AMERICA CORPORATION (CRD# 147350)
Alternate Names: UNITED ADVISORS AMERICA , UNITED ADVISORS AMERICA CORPORATION , UNITED ADVISORS CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
Arizona Terminated 12/31/2010
Arkansas Approved 07/24/2014
Florida Terminated 08/23/2015
Georgia Approved 01/05/2010
Illinois Approved 05/04/2009
Indiana Terminated 06/20/2011
Iowa Approved 01/30/2014
Kansas Approved 05/08/2009
Kentucky Approved 10/09/2008
Michigan Approved 01/04/2010
Missouri Approved 01/08/2009
North Carolina Approved 10/23/2008
Ohio Approved 10/29/2008
Oklahoma Approved 11/10/2008
Oregon Terminated 02/27/2015
Pennsylvania Approved 01/02/2009
Tennessee Approved 02/08/2010
Texas Approved 01/13/2009
Virginia Approved 12/09/2009
Washington Terminated 01/28/2015
Wisconsin Approved 11/10/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser