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Investment Adviser Firm Summary

RDA FINANCIAL NETWORK, INC. (CRD# 147309 / SEC# 801-69651)
Alternate Names: BOBB FINANCIAL , INTERACTIVE FINANCIAL SERVICES , LEGACY FINANCIAL LLC , LUCASIAN WEALTH MANAGEMENT , MONETARY STRATEGIES , RDA FINANCIAL NETWORK , RDA FINANCIAL NETWORK, INC. , THE ROTH COMPANIES , YANTIS AND ASSOCIATES FINANCIAL ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/16/2008
Illinois Terminated 10/16/2008
Iowa Terminated 05/18/2015
Ohio Terminated 10/21/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/27/2012
California 03/27/2012
Colorado 03/27/2012
Florida 10/16/2008
Georgia 03/25/2014
Illinois 10/16/2008
Indiana 10/16/2008
Iowa 10/17/2008
Kansas 10/15/2009
Kentucky 10/16/2008
Louisiana 09/17/2018
Massachusetts 09/17/2018
Michigan 10/16/2008
Minnesota 07/11/2011
Missouri 10/16/2008
Montana 04/01/2016
Nebraska 03/27/2012
Ohio 10/16/2008
Pennsylvania 03/25/2014
South Carolina 03/27/2012
South Dakota 03/27/2012
Texas 10/16/2008
Virginia 04/01/2016
Wisconsin 07/25/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser