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Investment Adviser Firm Summary

VISIONARY ASSET MANAGEMENT, INC. (CRD# 147304 / SEC# 801-69217)
Alternate Names: VISIONARY ASSET MANAGEMENT , VISIONARY ASSET MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/27/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/20/2009
Alaska 08/17/2012
Arizona 12/03/2008
Arkansas 11/20/2008
California 11/20/2008
Colorado 04/20/2009
Connecticut 08/25/2009
Delaware 08/17/2012
District of Columbia 08/17/2012
Florida 04/21/2009
Georgia 11/20/2008
Hawaii 02/18/2010
Idaho 03/23/2012
Illinois 04/20/2009
Indiana 02/18/2010
Iowa 09/20/2010
Kansas 08/25/2009
Kentucky 04/20/2009
Louisiana 04/20/2009
Maine 08/17/2012
Maryland 08/25/2009
Massachusetts 04/20/2009
Michigan 08/25/2009
Minnesota 04/20/2009
Mississippi 04/20/2009
Missouri 08/25/2009
Montana 08/17/2012
Nebraska 04/20/2009
Nevada 11/20/2008
New Hampshire 08/17/2012
New Jersey 05/20/2009
New Mexico 04/20/2009
New York 04/20/2009
North Carolina 08/25/2009
North Dakota 03/23/2012
Ohio 08/25/2009
Oklahoma 03/23/2012
Oregon 11/20/2008
Pennsylvania 04/20/2009
Rhode Island 08/25/2009
South Carolina 02/18/2010
South Dakota 08/17/2012
Tennessee 03/23/2012
Texas 11/20/2008
Utah 08/25/2009
Vermont 08/17/2012
Virginia 12/03/2008
Washington 11/20/2008
West Virginia 03/23/2012
Wisconsin 08/25/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser