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Investment Adviser Firm Summary

SEACREST WEALTH MANAGEMENT, LLC (CRD# 147092 / SEC# 801-69141)
Alternate Names: SEACREST WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/12/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/31/2011
California 04/01/2010
Colorado 07/12/2011
Connecticut 04/01/2010
Florida 09/26/2012
Illinois 10/27/2014
Indiana 11/04/2014
Kansas 08/28/2012
Kentucky 09/20/2011
Maine 06/20/2012
Massachusetts 01/13/2010
Michigan 11/30/2010
Missouri 08/28/2012
Nevada 01/15/2016
New Hampshire 06/06/2016
New Jersey 05/20/2010
New York 05/21/2008
North Carolina 01/15/2016
Ohio 05/06/2014
Oregon 03/26/2009
South Carolina 10/09/2009
South Dakota 06/03/2008
Texas 04/16/2013
Virginia 04/01/2010
Washington 04/01/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser