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Investment Adviser Firm Summary

ACCESS POINT, LLC (CRD# 146735)
Alternate Names: ACCESS POINT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
Alaska Terminated 12/18/2012
Arizona Terminated 12/18/2012
Arkansas Terminated 12/18/2012
California Terminated 01/17/2013
Connecticut Terminated 01/15/2013
District of Columbia Terminated 12/18/2012
Idaho Terminated 12/18/2012
Illinois Terminated 10/06/2011
Indiana Terminated 12/18/2012
Iowa Terminated 12/18/2012
Louisiana Terminated 12/19/2012
Maine Terminated 12/18/2012
Maryland Terminated 12/31/2012
Massachusetts Terminated 12/18/2012
Mississippi Terminated 12/18/2012
Montana Terminated 12/18/2012
Nebraska Terminated 12/31/2008
Nevada Terminated 01/18/2013
New Hampshire Terminated 04/10/2013
New Jersey Terminated 01/02/2013
New Mexico Termination Requested 12/18/2012
New York Terminated 12/18/2012
North Carolina Terminated 12/18/2012
North Dakota Terminated 12/18/2012
Oklahoma Terminated 12/18/2012
Oregon Terminated 12/19/2012
Pennsylvania Failure to Renew 12/31/2016
Puerto Rico Terminated 12/18/2012
Rhode Island Terminated 12/18/2012
South Carolina Terminated 12/18/2012
Texas Failure to Renew 12/31/2016
Utah Terminated 12/18/2012
Virginia Terminated 12/18/2012
Washington Terminated 12/31/2012
West Virginia Terminated 12/18/2012
Wisconsin Terminated 12/18/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser