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Investment Adviser Firm Summary

REDHAWK WEALTH ADVISORS, INC. (CRD# 146616 / SEC# 801-68902)
Alternate Names: REDHAWK WEALTH ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/06/2008
Rhode Island Terminated 02/10/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/24/2008
Arkansas 04/04/2008
California 03/24/2008
Colorado 03/24/2008
Delaware 09/25/2012
Florida 06/09/2008
Georgia 09/12/2008
Illinois 04/02/2008
Indiana 04/01/2008
Iowa 04/03/2008
Kentucky 07/12/2017
Maryland 05/14/2014
Michigan 08/11/2010
Minnesota 03/06/2008
Missouri 05/15/2008
Nevada 07/13/2015
New Jersey 04/10/2008
North Carolina 04/05/2011
Ohio 07/17/2008
Oklahoma 03/24/2008
Oregon 11/04/2011
Pennsylvania 03/24/2008
Tennessee 03/25/2008
Texas 03/24/2008
Utah 08/01/2017
Washington 04/04/2008
Wisconsin 03/24/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser