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Investment Adviser Firm Summary

ADVISORY SERVICES NETWORK, LLC (CRD# 146051 / SEC# 801-71112)
Alternate Names: ADVISORY SERVICES NETWORK , ADVISORY SERVICES NETWORK, LLC , ALPEN WEALTH ADVISORY GROUP , ANALYTICAL CAPITAL , ANCHOR PRIVATE PLANNING , APEX CAPITAL WEALTH MANAGEMENT , APG CAPITAL ASSET MANAGEMENT , ARGENTORA WEALTH MANAGEMENT , ASN , ASSOCIATED CAPITAL ADVISORS , BALANCED WEALTH ADVISORS , BARRINGTON FINANCIAL ADVISORS , BATTERY PRIVATE , BAYSWATER CAPITAL , BLACK BRIDGE ADVISORS , BOGAR LK ADVISORY SERVICES , BOOKMARK ADVISORS , CAMPBELL HARNESS CAPITAL WEALTH MANAGEMENT , CANNON ADVISORS , CHATHAM STREET ADVISORS , CLARITE WEALTH ADVISORS , CLEAR PATH FINANCIAL SERVICES , COURTNEY WEALTH ADVISORS , DARWIN , DEER CREEK CAPITAL , DUET WEALTH MANAGEMENT , EASTERN CAROLINA WEALTH MANAGEMENT , ENHANCE WEALTH , EQUABLE PORTFOLIO MANAGEMENT , EQUILIBRIUM WEALTH , FINANCIAL ANALYSTS , FONTE FINANCIAL ADVISORS , FOOTHILLS CAPITAL MANAGEMENT , FORTY4 FINANCIAL , FOUNDATIONAL WEALTH ADVISORY , GARRARD WEALTH MANAGEMENT , GLOBAL WEALTH MANAGEMENT GROUP , GREER CAPITAL , GUY P JONES CFP , HARBOR WEALTH ADVISORS , HILLTOP INVESTMENT COUNSEL , HLK ASSET MANAGEMENT , HOWARD FINANCIAL SERVICES , INFINITY ADVISORY GROUP , INTELLIPLAN ADVISORS , INVESTMENT PLANNING SOLUTIONS , JCN FINANCIAL & TAX PLANNING GROUP , JOHNSON LANE ADVISORY PARTNERS , JUDGE ASSET MANAGEMENT , JUNIPER INVESTMENT & FINANCIAL PLANNING , KENETEX WEALTH MANAGEMENT , KINGDOM WEALTH MANAGEMENT , KNOX & DOWNING ADVISORS , KUHN WEALTH MANAGEMENT , LIFE BY DESIGN ADVISORY SERVICES , LONE PINE ADVISORY SERVICES , MAESTRO WEALTH ADVISORS , MAP STRATEGIC WEALTH ADVISORS , MARCHE WEALTH ADVISORY , MCCLELLAN WEALTH MANAGEMENT , MCLAUGHLIN WEALTH MANAGEMENT , MH STRATEGIC ADVISORS , MILLER FINANCIAL , MONTEITH WEALTH STRATEGIES , MOORE'S WEALTH ADVISORY , MULLENAX ADVISORY GROUP , NEW PARADIGM INVESTMENTS , OLDE RALEIGH FINANCIAL GROUP , PALATINE HILL WEALTH MANAGEMENT , PIPER WEALTH MANAGEMENT , PRIVATE RIDGE WEALTH MANAGEMENT , REWEY ASSET MANAGEMENT , RICHTER WEALTH ADVISORY , ROXBURY FINANCIAL ADVISOR GROUP , SAINT GERMAIN WEALTH MANAGEMENT , SAMRA WEALTH MANAGEMENT , SILVER ARROWS CAPITAL MANAGEMENT , SMI , SOUND ADVICE FINANCIAL , ST. MATTHEWS INVESTORS , SYCAMORE WEALTH MANAGEMENT , TENET WEALTH MANAGEMENT , TERRA STONE WEALTH MANAGEMENT , TRIAD ADVISORS , TWO TALENTS CAPITAL MANAGEMENT , U.S. ASSET MANAGEMENT , VERACITY CAPITAL MANAGEMENT , VH WEALTH ADVISORS , WILLIAMS PETYAK & BARBER ADVISORY SERVICES , ZENITH INVESTMENT MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/16/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/10/2011
Alaska 05/31/2018
Arizona 01/09/2015
California 02/16/2010
Colorado 02/13/2014
Connecticut 06/27/2012
Florida 06/10/2011
Georgia 06/10/2011
Illinois 09/06/2017
Indiana 06/10/2011
Kentucky 09/18/2013
Louisiana 06/10/2011
Maine 05/20/2013
Maryland 03/20/2018
Massachusetts 04/03/2014
Michigan 06/10/2011
Mississippi 06/10/2011
Montana 04/07/2017
New Hampshire 12/13/2011
New Jersey 02/11/2013
New York 06/10/2011
North Carolina 07/07/2011
Ohio 06/10/2011
Oregon 04/07/2017
Pennsylvania 04/23/2013
South Carolina 06/10/2011
Tennessee 06/10/2011
Texas 07/07/2011
Utah 02/13/2014
Vermont 02/17/2017
Virginia 04/02/2014
Washington 08/17/2018
Wisconsin 09/15/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser