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Investment Adviser Firm Summary

MCALVANY WEALTH MANAGEMENT, LLC (CRD# 146021 / SEC# 801-71124)
Alternate Names: MCALVANY WEALTH MANAGEMENT, LLC , MCALVANY WEALTH MANAGEMENT, LLLP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/11/2010
Colorado Terminated 03/17/2010
Texas Terminated 03/17/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/26/2012
Arizona 03/11/2010
California 03/11/2010
Colorado 03/11/2010
Florida 03/25/2011
Georgia 03/04/2013
Idaho 03/04/2013
Illinois 03/04/2013
Indiana 10/13/2011
Kansas 03/10/2017
Louisiana 03/04/2013
Maine 03/11/2010
Michigan 03/24/2011
Minnesota 10/13/2011
Montana 03/24/2011
New York 03/11/2010
North Carolina 10/13/2011
Ohio 03/26/2012
Oklahoma 03/26/2012
Oregon 10/13/2011
Pennsylvania 10/13/2011
Texas 03/11/2010
Virginia 03/24/2011
Washington 03/24/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser