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Investment Adviser Firm Summary

CAMELOT PORTFOLIOS, LLC (CRD# 145918 / SEC# 801-70932)
Alternate Names: CAMELOT PORTFOLIOS, LLC , MUNN WEALTH ADVISORS , MUNN WEALTH MANAGEMENT , MUNN WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/04/2010
Ohio Terminated 01/06/2010
Wisconsin Terminated 01/06/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/13/2014
California 03/09/2012
Colorado 08/01/2018
Connecticut 03/09/2012
Florida 01/13/2011
Illinois 11/28/2017
Indiana 05/02/2013
Massachusetts 03/09/2012
Michigan 01/22/2010
New York 03/09/2012
North Carolina 01/12/2011
Ohio 01/22/2010
Pennsylvania 03/09/2012
Tennessee 03/21/2013
Texas 01/12/2011
Wisconsin 01/22/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser