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Investment Adviser Firm Summary

LARA, MAY & ASSOCIATES, LLC (CRD# 145589 / SEC# 8-67776, 801-68535)
Alternate Names: CAPITAL SPORTS GROUP , LARA, MAY & ASSOCIATES , LARA, MAY & ASSOCIATES, LLC , LARA, SHULL & MAY , LARA, SHULL & MAY, LLC , LARA, SHULL & MAY, LLC (SUCCESSOR) , LARA, SHULL & MAY, LLC (SUCCESSOR0 , LARA, SHULL & MAY, LTD (SUCCESSOR) , LARA, SHULL & MAY, LTD.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/26/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/26/2007
Alaska 07/20/2009
Arizona 07/20/2009
California 11/26/2007
Colorado 11/26/2007
Connecticut 03/03/2008
Delaware 01/08/2008
District of Columbia 11/26/2007
Florida 11/26/2007
Georgia 07/20/2009
Hawaii 03/31/2017
Idaho 07/20/2009
Illinois 01/04/2008
Indiana 07/20/2009
Kansas 07/20/2009
Kentucky 08/23/2010
Louisiana 11/20/2009
Maryland 11/26/2007
Massachusetts 01/03/2008
Michigan 03/15/2016
Missouri 07/20/2009
New Hampshire 11/03/2008
New Jersey 12/10/2007
New Mexico 01/09/2008
New York 01/04/2008
North Carolina 01/03/2008
Ohio 01/03/2008
Oklahoma 07/20/2009
Oregon 01/03/2008
Pennsylvania 11/26/2007
South Carolina 07/20/2009
Tennessee 09/22/2010
Texas 11/26/2007
Virginia 11/26/2007
Washington 01/05/2009
West Virginia 03/03/2011
Wisconsin 03/03/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser