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Investment Adviser Firm Summary

BERKSHIRE ASSET MANAGEMENT, LLC (CRD# 145463 / SEC# 801-68485)
Alternate Names: BERKSHIRE ASSET MANAGEMENT, LLC , BERKSHIRE MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/01/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/30/2016
Arizona 11/30/2016
California 03/20/2014
Colorado 03/28/2012
Connecticut 03/31/2018
Delaware 03/29/2010
Florida 10/17/2007
Illinois 04/12/2016
Kentucky 03/24/2016
Louisiana 03/26/2015
Maryland 07/01/2007
Massachusetts 03/20/2014
New Jersey 10/25/2007
New York 10/17/2007
North Carolina 07/01/2007
Ohio 03/24/2016
Oregon 03/31/2018
Pennsylvania 07/01/2007
South Carolina 03/20/2014
Tennessee 11/30/2016
Texas 03/20/2014
Virginia 03/20/2014
Wisconsin 03/24/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser