at


Investment Adviser Firm Summary

CHOICE FINANCIAL PARTNERS, INC. (CRD# 145420 / SEC# 801-69131)
Alternate Names: CHOICE FINANCIAL PARTNERS , CHOICE FINANCIAL PARTNERS, INC. , EQUITY COMPASS PORTFOLIO STRATEGIES , EQUITY COMPASS STRATEGIES , EQUITYCOMPASS STRATEGIES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/08/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/16/2014
Alaska 07/16/2014
Arizona 07/16/2014
Arkansas 07/16/2014
California 07/16/2014
Colorado 07/16/2014
Connecticut 07/16/2014
Delaware 07/16/2014
District of Columbia 07/16/2014
Florida 07/16/2014
Georgia 07/16/2014
Hawaii 07/16/2014
Idaho 07/16/2014
Illinois 07/21/2014
Indiana 07/16/2014
Iowa 07/16/2014
Kansas 07/16/2014
Kentucky 07/16/2014
Louisiana 07/16/2014
Maine 07/16/2014
Maryland 01/22/2010
Massachusetts 01/22/2010
Michigan 07/16/2014
Minnesota 07/16/2014
Mississippi 07/16/2014
Missouri 12/15/2010
Montana 07/16/2014
Nebraska 07/16/2014
Nevada 07/16/2014
New Hampshire 07/16/2014
New Jersey 07/16/2014
New Mexico 07/16/2014
New York 07/16/2014
North Carolina 07/16/2014
North Dakota 07/16/2014
Ohio 07/16/2014
Oklahoma 07/16/2014
Oregon 07/16/2014
Pennsylvania 07/16/2014
Rhode Island 07/16/2014
South Carolina 07/16/2014
South Dakota 07/16/2014
Tennessee 07/16/2014
Texas 07/16/2014
Utah 07/16/2014
Vermont 07/16/2014
Virginia 07/16/2014
Washington 07/16/2014
West Virginia 07/16/2014
Wisconsin 07/16/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser