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Investment Adviser Firm Summary

ATLAS PRIVATE WEALTH MANAGEMENT, LLC (CRD# 145331 / SEC# 801-68444)
Alternate Names: ATLAS PRIVATE WEALTH MANAGEMENT, LLC , DION MONEY MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/01/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/01/2007
Alaska 09/01/2007
Arizona 09/01/2007
Arkansas 09/01/2007
California 09/01/2007
Colorado 09/01/2007
Connecticut 09/01/2007
Delaware 10/17/2007
District of Columbia 09/01/2007
Florida 10/03/2007
Georgia 09/01/2007
Hawaii 09/01/2007
Idaho 09/01/2007
Illinois 10/12/2007
Indiana 09/01/2007
Iowa 10/19/2007
Kansas 09/01/2007
Kentucky 09/01/2007
Louisiana 09/01/2007
Maine 09/01/2007
Maryland 09/01/2007
Massachusetts 09/01/2007
Michigan 09/01/2007
Minnesota 10/18/2007
Mississippi 09/01/2007
Missouri 09/01/2007
Montana 09/01/2007
Nebraska 09/01/2007
Nevada 09/01/2007
New Hampshire 10/15/2007
New Jersey 09/01/2007
New Mexico 09/01/2007
New York 10/03/2007
North Carolina 09/01/2007
North Dakota 09/01/2007
Ohio 09/01/2007
Oklahoma 09/01/2007
Oregon 09/01/2007
Pennsylvania 09/01/2007
Puerto Rico 09/01/2007
Rhode Island 09/01/2007
South Carolina 09/01/2007
South Dakota 10/18/2007
Tennessee 10/03/2007
Texas 10/09/2007
Utah 09/01/2007
Vermont 09/01/2007
Virgin Islands 09/01/2007
Virginia 09/01/2007
Washington 09/01/2007
West Virginia 09/01/2007
Wisconsin 09/01/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser