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Investment Adviser Firm Summary

HIGHTOWER ADVISORS, LLC (CRD# 145323 / SEC# 801-69625)
Alternate Names: AMIDEI ROMANO GROUP , ANDERSON FINANCIAL GROUP @ HIGHTOWER , DEGGELMAN/PARKER GROUP , HIGHTOWER , HIGHTOWER ADVISORS, LLC , HIGHTOWER SCOTTSDALE , HIGHTOWER/LYMAN GROUP , HIGHTOWER/THE BAPIS GROUP , HIGHTOWER/THOMAS MCGUIRK , HSW ADVISORS , KELLY WEALTH MANAGEMENT , LYON WEALTH MANAGEMENT AT HIGHTOWER , MASTERSON, EMMA, & ASSOCIATES , MATTHIAS KUHLMEY AT HIGHTOWER , MOLNAR/NORDLICHT GROUP , MORSE TOWEY & WHITE , PAGNATO-KARP GROUP , ROSENAU/PAUL GROUP , SCANNELL WEALTH MANAGEMENT GROUP , SIMMONS-WILKES INVESTMENT ADVISORS , STRATA WEALTH MANAGEMENT , THE BLANKE SCHEIN GROUP , THE LEVENTHAL GROUP , THE LEVIN GROUP , THE MORGIA GROUP , THREE BRIDGE WEALTH ADVISORS , TREASURY PARTNERS , UNITED FIDUCIARY ADVISORS, LLC , UNITED FIDUCIARY PARTNERS, LLC , VWG WEALTH MANAGEMENT , WISEHAUPT, BRAY ASSET MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/03/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/13/2009
Alaska 02/13/2009
Arizona 10/03/2008
Arkansas 02/13/2009
California 10/03/2008
Colorado 10/03/2008
Connecticut 10/03/2008
Delaware 10/15/2008
District of Columbia 10/03/2008
Florida 10/03/2008
Georgia 10/03/2008
Hawaii 11/28/2008
Idaho 10/03/2008
Illinois 10/03/2008
Indiana 10/03/2008
Iowa 10/09/2008
Kansas 10/03/2008
Kentucky 10/03/2008
Louisiana 02/13/2009
Maine 02/13/2009
Maryland 10/03/2008
Massachusetts 02/18/2009
Michigan 10/03/2008
Minnesota 10/03/2008
Mississippi 10/29/2008
Missouri 10/03/2008
Montana 02/18/2009
Nebraska 02/18/2009
Nevada 10/03/2008
New Hampshire 02/18/2009
New Jersey 10/14/2008
New Mexico 10/03/2008
New York 10/03/2008
North Carolina 10/03/2008
North Dakota 02/18/2009
Ohio 10/03/2008
Oklahoma 02/18/2009
Oregon 10/03/2008
Pennsylvania 10/03/2008
Puerto Rico 02/18/2009
Rhode Island 11/28/2008
South Carolina 02/18/2009
South Dakota 02/18/2009
Tennessee 02/19/2009
Texas 10/03/2008
Utah 10/03/2008
Vermont 11/28/2008
Virginia 11/28/2008
Washington 10/03/2008
West Virginia 02/18/2009
Wisconsin 10/03/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser