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Investment Adviser Firm Summary

BARRY INVESTMENT ADVISORS, LLC (CRD# 144955 / SEC# 801-68447)
Alternate Names: BARRY INVESTMENT ADVISORS, LLC , GRAYSTOCKING ADVISORS, LLC , JOSEPH BARRY CO., LLC , REDSTOCKING ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/24/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 02/28/2008
Connecticut 02/28/2008
Florida 02/29/2008
Louisiana 02/28/2008
Maryland 11/17/2010
Massachusetts 11/21/2007
New Hampshire 02/28/2008
New York 02/28/2008
Rhode Island 02/28/2008
South Carolina 04/30/2018
Virginia 02/28/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser