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Investment Adviser Firm Summary

GLUSKIN SHEFF + ASSOCIATES INC (CRD# 144928 / SEC# 801-68290)
Alternate Names: GLUSKIN SHEFF + ASSOCIATES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/15/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 09/28/2011
California 01/06/2011
Colorado 09/28/2012
Delaware 01/20/2011
District of Columbia 10/01/2018
Florida 01/07/2011
Georgia 09/26/2014
Hawaii 10/01/2018
Illinois 09/29/2011
Maryland 09/28/2012
Massachusetts 01/06/2011
Michigan 01/06/2011
Minnesota 09/28/2012
Mississippi 09/28/2011
Missouri 09/27/2013
Nebraska 09/28/2017
New Jersey 01/24/2011
New York 09/30/2010
North Carolina 01/06/2011
Ohio 09/28/2012
Oklahoma 09/28/2012
Oregon 09/28/2016
Pennsylvania 09/30/2010
Rhode Island 09/28/2011
South Carolina 09/28/2015
South Dakota 09/28/2011
Tennessee 09/28/2012
Texas 01/06/2011
Vermont 10/01/2018
Virginia 09/28/2011
Washington 09/28/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser