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Investment Adviser Firm Summary

SL CAPITAL PARTNERS LLP (CRD# 144651 / SEC# 801-68436)
Alternate Names: ABERDEEN STANDARD INVESTMENTS , ESP 2004 GENERAL PARTNER LIMITED PARTNERSHIP , ESP 2006 GENERAL PARTNER LIMITED PARTNERSHIP , ESP 2008 GENERAL PARTNER LIMITED PARTNERSHIP , ESP GENERAL PARTNER LIMITED PARTNERSHIP , ESP GOLDEN BEAR GENERAL PARTNER LIMITED PARTNERSHIP , ESP II GENERAL PARTNER LIMITED PARTNERSHIP , NASP 2006 GENERAL PARTNER LIMITED PARTNERSHIP , NASP COMPANION , NASP GENERAL PARTNER LIMITED PARTNERSHIP , SL CAPITAL ESF I GENERAL PARTNER LIMITED PARTNERSHIP , SL CAPITAL NASF I GENERAL PARTNER LIMITED PARTNERSHIP , SL CAPITAL PARTNERS LLP , SL CAPITAL SOF I GENERAL PARTNER LIMITED PARTNERSHIP , SL CAPITAL SOF II GENERAL PARTNER LIMITED PARTNERSHIP , SL CAPITAL SOF III GENERAL PARTNER LIMITED PARTNERSHIP , SL EUROPEAN ECF GENERAL PARTNER LIMITED PARTNERSHIP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/19/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Massachusetts 07/30/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser