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Investment Adviser Firm Summary

PORTFOLIO RESOURCES ADVISOR GROUP, INC. (CRD# 144601 / SEC# 801-111808)
Alternate Names: CHANCERY FINANCIAL ADVISORS , FOSTER FINANCIAL SERVICES INC , HIGH IMPACT INVESTMENTS , JOYCE MOORE FINANCIAL SERVICES , LANDER ADVISORY , LIGHTHOUSE CAPITAL , PORTFOLIO RESOURCES ADVISOR GROUP, INC. , PPD-FINANCIAL , PRINCIPLED INVESTING LLC , PROFILE INVESTMENT SERVICES, LTD , SEVEN GENERATIONS INVESTING LLC , SUSTAINABLE WEALTH ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/06/2017
Arizona Terminated 10/06/2017
California Terminated 11/05/2017
Colorado Terminated 10/13/2017
Florida Terminated 12/31/2017
Kentucky Terminated 10/12/2017
Louisiana Terminated 01/02/2013
New Jersey Terminated 10/20/2017
New York Terminated 10/06/2017
North Carolina Terminated 10/06/2017
Oregon Terminated 11/07/2017
Pennsylvania Terminated 10/10/2017
Texas Terminated 12/31/2012
Virginia Terminated 10/06/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 10/06/2017
California 10/06/2017
Colorado 10/06/2017
Florida 10/06/2017
Kentucky 10/06/2017
Massachusetts 10/06/2017
New Jersey 10/20/2017
New York 10/06/2017
North Carolina 10/06/2017
Oregon 10/06/2017
Pennsylvania 10/06/2017
Virginia 10/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser