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Investment Adviser Firm Summary

KOHLBERG KRAVIS ROBERTS & CO. L.P. (CRD# 144533 / SEC# 801-69634)
Alternate Names: KKR ACCOUNT ADVISER (MAURITIUS), LTD. (RELYING ADVISER) , KKR ASIA LIMITED (RELYING ADVISER) , KKR AUSTRALIA INVESTMENT MANAGEMENT PTY LIMITED (RELYING ADVISER) , KKR AUSTRALIA PTY LIMITED (RELYING ADVISER) , KKR CANADA ULC (RELYING ADVISER) , KKR DO BRASIL GESTAO DE INVESTIMENTOS E PARTICIPACOES LTDA (RELYING ADVISER) , KKR FINANCIAL MANAGEMENT LLC (RELYING ADVISER) , KKR HOLDINGS MAURITIUS, LTD. (RELYING ADVISER) , KKR INDIA ADVISORS PRIVATE LIMITED (RELYING ADVISER) , KKR INDIA FINANCIAL SERVICES PRIVATE LIMITED (RELYING ADVISER) , KKR INVESTMENT ADVISORY (SHANGHAI) LLC (RELYING ADVISER) , KKR INVESTMENT ADVISORY (ZHUHAI HENGQIN) COMPANY LIMITED (RELYING ADVISER) , KKR INVESTMENT CONSULTANCY (BEIJING) COMPANY LIMITED (RELYING ADVISER) , KKR INVESTMENT MANAGEMENT LLC (RELYING ADVISER) , KKR JAPAN LIMITED (RELYING ADVISER) , KKR KOREA LIMITED LIABILITY CORPORATION (RELYING ADVISER) , KKR LUXEMBOURG S.A.R.L. (RELYING ADVISER) , KKR MENA LIMITED (RELYING ADVISER) , KKR REAL ESTATE FINANCE MANAGER LLC (RELYING ADVISER) , KKR SAUDI LIMITED (RELYING ADVISER) , KKR SINGAPORE PTE. LTD. (RELYING ADVISER) , KOHLBERG KRAVIS ROBERTS & CO. L.P. , KOHLBERG KRAVIS ROBERTS & CO. PARTNERS LLP (RELYING ADVISER) , KOHLBERG KRAVIS ROBERTS & CO. SAS (RELYING ADVISER) , KOHLBERG KRAVIS ROBERTS (ESPA√ĎA) ASESORES SL (RELYING ADVISER) , KOHLBERG KRAVIS ROBERTS GMBH (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/15/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 10/15/2008
Delaware 03/29/2018
Texas 03/31/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser