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Investment Adviser Firm Summary

INFINITY SECURITIES, INC. (CRD# 144302 / SEC# 8-67647)
Alternate Names: INFINITY FINANCIAL SERVICES , INFINITY FINANVIAL SERVICES , INFINITY SECURITIES, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
Alaska Approved 05/09/2018
Arizona Approved 02/05/2015
California Approved 03/24/2008
Connecticut Approved 01/21/2015
Delaware Approved 09/07/2016
District of Columbia Approved 09/01/2016
Florida Approved 01/05/2015
Georgia Approved 04/16/2015
Hawaii Approved 01/11/2016
Idaho Approved 02/13/2017
Illinois Approved 03/09/2015
Indiana Approved 09/16/2010
Iowa Approved 04/04/2016
Kansas Approved 02/19/2016
Kentucky Approved 02/23/2016
Louisiana Approved 07/09/2014
Maryland Approved 02/02/2015
Massachusetts Approved 01/13/2015
Michigan Approved 04/10/2015
Mississippi Approved 10/14/2014
Missouri Approved 04/30/2015
Nevada Approved 07/06/2015
New Hampshire Approved 01/05/2015
New Jersey Approved 01/29/2015
New Mexico Approved 09/29/2017
New York Approved 04/09/2015
North Carolina Approved 03/11/2015
Ohio Approved 02/03/2015
Oklahoma Approved 04/06/2016
Oregon Approved 07/20/2010
Pennsylvania Approved 02/11/2015
Rhode Island Approved 11/17/2014
South Dakota Terminated 11/21/2011
Tennessee Approved 02/17/2016
Texas Approved 04/24/2017
Virginia Approved 02/26/2016
Washington Approved 03/12/2015
Wisconsin Approved 10/05/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser