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Investment Adviser Firm Summary

WORTHPOINTE, LLC (CRD# 143996 / SEC# 801-67916)
Alternate Names: ENCUBIC , ONCUBIC, L.L.C. , TROVENA INVESTMENT ADVISORS , WORTHPOINTE , WORTHPOINTE, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/11/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/09/2018
Alaska 10/09/2018
Arizona 01/30/2017
Arkansas 10/09/2018
California 06/11/2007
Colorado 10/09/2018
Connecticut 10/09/2018
Delaware 10/09/2018
District of Columbia 11/01/2017
Florida 05/16/2017
Georgia 01/22/2018
Hawaii 10/09/2018
Idaho 10/09/2018
Illinois 05/08/2018
Indiana 10/09/2018
Iowa 10/09/2018
Kansas 10/09/2018
Kentucky 10/09/2018
Louisiana 01/30/2017
Maine 10/09/2018
Massachusetts 10/09/2018
Michigan 10/09/2018
Minnesota 10/09/2018
Mississippi 10/09/2018
Missouri 10/09/2018
Montana 10/10/2017
Nebraska 10/09/2018
Nevada 10/09/2018
New Hampshire 10/09/2018
New Jersey 05/21/2012
New Mexico 01/30/2017
New York 03/30/2012
North Carolina 10/09/2018
North Dakota 10/09/2018
Ohio 03/15/2018
Oklahoma 06/18/2018
Oregon 10/09/2018
Pennsylvania 10/09/2018
Puerto Rico 10/20/2017
Rhode Island 10/09/2018
South Carolina 10/09/2018
South Dakota 10/09/2018
Tennessee 10/09/2018
Texas 05/15/2009
Utah 10/09/2018
Vermont 10/09/2018
Virginia 10/09/2018
Washington 11/09/2012
West Virginia 10/09/2018
Wisconsin 10/09/2018
Wyoming 09/29/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser