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Investment Adviser Firm Summary

GURTIN FIXED INCOME MANAGEMENT, LLC (CRD# 143597 / SEC# 801-68396)
Alternate Names: GURTIN FIXED INCOME MANAGEMENT, LLC , GURTIN MUNICIPAL BOND MANAGEMENT , WILLSTAR8, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/10/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/04/2013
Alaska 03/28/2017
Arizona 02/01/2008
Arkansas 03/28/2017
California 10/10/2007
Colorado 02/01/2008
Connecticut 02/01/2008
Delaware 02/11/2008
District of Columbia 02/01/2008
Florida 02/04/2008
Georgia 02/01/2008
Hawaii 12/09/2014
Idaho 03/31/2014
Illinois 02/01/2008
Indiana 06/04/2010
Iowa 03/28/2017
Kansas 03/28/2017
Kentucky 02/01/2008
Louisiana 02/01/2008
Maine 03/28/2017
Maryland 02/01/2008
Massachusetts 02/01/2008
Michigan 03/28/2013
Minnesota 02/15/2008
Mississippi 03/28/2017
Missouri 02/01/2008
Montana 06/04/2010
Nebraska 04/03/2012
Nevada 02/01/2008
New Hampshire 05/06/2011
New Jersey 02/11/2008
New Mexico 02/01/2008
New York 02/01/2008
North Carolina 02/01/2008
North Dakota 03/28/2017
Ohio 02/01/2008
Oklahoma 02/01/2008
Oregon 03/28/2013
Pennsylvania 02/01/2008
Rhode Island 02/01/2008
South Carolina 12/09/2014
South Dakota 12/09/2014
Tennessee 02/04/2008
Texas 02/01/2008
Utah 03/31/2014
Vermont 02/01/2008
Virginia 02/01/2008
Washington 06/04/2010
West Virginia 03/27/2015
Wisconsin 02/01/2008
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser