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Investment Adviser Firm Summary

ATRIA INVESTMENTS LLC (CRD# 143593 / SEC# 801-67829)
Alternate Names: ADHESION WEALTH ADVISOR SOLUTIONS , ATRIA INVESTMENT MANAGEMENT , ATRIA INVESTMENT MANAGEMENT, LLC , ATRIA INVESTMENTS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/24/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/05/2016
Arizona 03/11/2016
California 05/07/2007
Colorado 09/14/2010
Connecticut 09/13/2013
Florida 03/10/2008
Georgia 09/27/2013
Illinois 04/03/2015
Iowa 03/20/2015
Kansas 02/20/2018
Louisiana 02/20/2018
Massachusetts 03/20/2009
Michigan 03/22/2013
Minnesota 02/20/2018
Missouri 03/11/2016
Nebraska 03/11/2016
New Hampshire 02/20/2018
New Jersey 05/01/2007
New York 03/20/2009
North Carolina 04/24/2007
Ohio 03/27/2012
Oregon 09/13/2013
Pennsylvania 03/22/2013
Rhode Island 07/15/2014
South Carolina 03/27/2012
Tennessee 03/22/2017
Texas 04/24/2007
Vermont 02/20/2018
Virginia 05/01/2008
Washington 03/22/2017
Wisconsin 02/20/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser