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Investment Adviser Firm Summary

BELLATORE FINANCIAL, INC. (CRD# 143543 / SEC# 801-68251)
Alternate Names: BELLATORE FINANCIAL, INC. , BELLATORE INVESTMENT COUNSEL , BELLATORE INVESTMENT COUNSEL, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/04/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 09/04/2007
California 09/04/2007
Colorado 06/14/2008
Connecticut 06/14/2008
Florida 09/04/2007
Georgia 06/14/2008
Hawaii 11/30/2012
Illinois 06/19/2008
Indiana 06/14/2008
Kentucky 06/14/2008
Louisiana 06/14/2008
Massachusetts 06/14/2008
New Hampshire 06/14/2008
New Mexico 09/04/2007
New York 09/04/2007
North Carolina 06/14/2008
Ohio 06/14/2008
Oregon 06/14/2008
Texas 09/04/2007
Utah 12/15/2015
Virginia 09/04/2007
Wisconsin 09/04/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser