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Investment Adviser Firm Summary

CALAMOS WEALTH MANAGEMENT LLC (CRD# 143490 / SEC# 801-67787)
Alternate Names: CALAMOS WEALTH MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/25/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2010
Alaska 03/31/2010
Arizona 03/31/2010
Arkansas 03/31/2010
California 03/31/2010
Colorado 03/31/2010
Connecticut 03/31/2010
Delaware 04/15/2010
District of Columbia 03/31/2010
Florida 04/01/2010
Georgia 03/31/2010
Hawaii 03/31/2010
Idaho 03/31/2010
Illinois 10/26/2007
Indiana 03/31/2010
Iowa 03/31/2010
Kansas 03/31/2010
Kentucky 03/31/2010
Louisiana 03/31/2010
Maine 03/31/2010
Maryland 03/31/2010
Massachusetts 03/31/2010
Michigan 03/31/2010
Minnesota 03/31/2010
Mississippi 03/31/2010
Missouri 03/31/2010
Montana 03/31/2010
Nebraska 03/31/2010
Nevada 03/31/2010
New Hampshire 03/31/2010
New Jersey 05/10/2010
New Mexico 03/31/2010
New York 03/31/2010
North Carolina 03/31/2010
North Dakota 03/31/2010
Ohio 03/31/2010
Oklahoma 03/31/2010
Oregon 03/31/2010
Pennsylvania 03/31/2010
Puerto Rico 10/09/2015
Rhode Island 03/31/2010
South Carolina 03/31/2010
South Dakota 04/01/2010
Tennessee 03/31/2010
Texas 03/31/2010
Utah 03/31/2010
Vermont 03/31/2010
Virginia 03/31/2010
Washington 03/31/2010
West Virginia 03/31/2010
Wisconsin 03/31/2010
Wyoming 03/23/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser