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Investment Adviser Firm Summary

BELPOINTE ASSET MANAGEMENT LLC (CRD# 143440 / SEC# 801-69329)
Alternate Names: BELPOINTE , BELPOINTE ASSET MANAGEMENT LLC , BELRAY ASSET MANAGEMENT , BELRAY ASSET MANAGEMENT, LLC , BIRCHFIELD PARTNERS LLC , BRANDSTRATEGY INVESTMENT MANAGEMENT , BRIDGEMORE FINANCIAL , CB INVESTMENT MANAGEMENT , CONNECTIVE PORTFOLIO MANAGEMENT , FRENCH FINANCIAL GROUP , FUQUAY FINANCIAL PLANNING , GATEWAY FINANCIAL ADVISORS, LLC , INNOVATIVE PLANNING PARTNERS , KATSURA ASSET MANAGEMENT LLC , MANTZ WEALTH MANAGEMENT GROUP , MONEYCOACH LLC , R D TUNICK LLC, , RESHAPE WEALTH LLC , ROWE FINANCIAL LLC , SCHRECK WEALTH MANAGEMENT, LLC , STEVEN L. SCHIPPEL CONSULTING, LLC , SUMNER FINANCIAL ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/19/2008
Connecticut Terminated 07/30/2008
New York Cancelled 10/14/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/12/2016
Alaska 04/03/2018
Arizona 01/07/2011
California 01/07/2011
Colorado 06/13/2017
Connecticut 06/19/2008
District of Columbia 04/03/2018
Florida 06/19/2009
Georgia 01/07/2011
Hawaii 01/07/2011
Illinois 08/02/2017
Indiana 09/21/2017
Kansas 05/12/2016
Kentucky 08/20/2017
Louisiana 01/07/2011
Maine 04/03/2018
Maryland 01/07/2011
Massachusetts 08/20/2017
Michigan 03/15/2016
Minnesota 08/20/2017
Missouri 01/07/2011
Nebraska 04/03/2018
Nevada 11/24/2015
New Hampshire 06/19/2008
New Jersey 09/18/2009
New Mexico 08/20/2017
New York 06/19/2008
North Carolina 04/04/2016
Ohio 08/31/2009
Oklahoma 01/13/2016
Oregon 06/09/2017
Pennsylvania 01/07/2011
Puerto Rico 01/07/2011
Rhode Island 06/09/2017
South Carolina 11/24/2015
Tennessee 04/13/2017
Texas 01/07/2011
Utah 08/20/2017
Vermont 02/01/2011
Virgin Islands 04/03/2018
Virginia 11/24/2015
Washington 08/20/2017
Wisconsin 12/01/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser