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Investment Adviser Firm Summary

BUCKINGHAM ASSET MANAGEMENT, LLC (CRD# 143323 / SEC# 801-67640)
Alternate Names: BUCKINGHAM ASSET MANAGEMENT, LLC , BUCKINGHAM STRATEGIC WEALTH , WEALTH MANAGEMENT CONSULTANTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/01/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/07/2014
Alaska 06/01/2011
Arizona 02/01/2007
Arkansas 01/19/2011
California 02/01/2007
Colorado 02/01/2007
Connecticut 02/01/2007
Delaware 11/07/2014
District of Columbia 02/01/2007
Florida 03/01/2007
Georgia 02/01/2007
Hawaii 11/07/2014
Idaho 01/19/2011
Illinois 03/20/2007
Indiana 02/01/2007
Iowa 03/14/2007
Kansas 02/01/2007
Kentucky 02/01/2007
Louisiana 02/01/2007
Maine 01/19/2011
Maryland 02/01/2007
Massachusetts 12/08/2009
Michigan 02/01/2007
Minnesota 02/01/2007
Mississippi 11/07/2014
Missouri 02/28/2007
Montana 10/31/2013
Nebraska 02/01/2007
Nevada 02/01/2007
New Hampshire 03/28/2014
New Jersey 03/15/2007
New Mexico 04/01/2010
New York 02/01/2007
North Carolina 02/01/2007
North Dakota 11/07/2014
Ohio 02/01/2007
Oklahoma 03/30/2012
Oregon 02/01/2007
Pennsylvania 02/01/2007
Rhode Island 11/07/2014
South Carolina 01/19/2011
South Dakota 02/04/2009
Tennessee 03/01/2007
Texas 03/10/2007
Utah 03/30/2012
Vermont 11/07/2014
Virginia 02/01/2007
Washington 02/01/2007
West Virginia 11/07/2014
Wisconsin 02/01/2007
Wyoming 03/23/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser